CoinDesk1d
It's Official: Gary Gensler Is Out at the SEC, and Crypto-Friendly Mark Uyeda Is In
President Donald Trump has elevated Republican Commissioner Mark Uyeda to take over the SEC from a now-departed Gary Gensler.
The Daily Hodl3d
$63,100,000 Penalty Hits 12 Financial Giants, Including Charles Schwab and Santander, As SEC Issues Major Enforcement Action
The U.S. Securities and Exchange Commission (SEC) is set to collect $63.1 million in fines from nine investment advisers and ...
Wells Fargo and Bank of America Agree to Pay Combined $60 Million to Settle SEC Probe
In the enforcement actions announced Friday, the regulator said the two firms agreed to settle the charges without admitting ...
Coinbase seeks ruling that crypto trades on its platform aren't securities
In a petition to the United States Court of Appeals, Coinbase Global (NASDAQ:COIN) asked the court to rule that the trading of crypto assets on its platform doesn't qualify as the trading of ...
Securities and Exchange Commission sues Elon Musk, saying he didn't disclose Twitter ownership on time before buying it
The has SEC said that starting in April 2022, it authorized an investigation into whether any securities laws were broken in ...
Former WWE CEO Vince McMahon, Securities and Exchange Commission reach settlement after lengthy probe
The Securities and Exchange Commission said it reached a settlement agreement with WWE co-founder Vince McMahon, which ...
Securities Law and Practice Need Reorienting Around Materiality
Cleary Gottlieb’s Adam Fleisher explains why the securities law framework needs simplification with a new approach to company ...
JD Supra2d
U.S. Court of Appeals for the Fifth Circuit Vacates SEC’s Approval of Nasdaq’s Board Diversity Rules
On December 11, 2024, the U.S. Court of Appeals for the Fifth Circuit (“Fifth Circuit”) vacated the U.S. Securities and Exchange Commission’s ...
SEC sues Elon Musk for alleged securities violations stemming from his acquisition of Twitter
The Securities and Exchange Commission, which is responsible for enforcing laws against market manipulation, says the SpaceX ...
Hindenburg Research says not under investigation by US Securities and Exchange Commission
Hindenburg is not under investigation by the SEC, to our knowledge, and any suggestion to the contrary is false, the firm ...
Customers Bancorp, Inc. Is Being Sued For Securities Law Violations And Affected Shareholders Are Urged To Contact The Schall Law Firm
NYSE:CUBI) Customers Bancorp, Inc. Is Being Sued For Securities Law Violations And Affected Shareholders Are Urged To Contact The Schall Law Firm ...
Pacira BioSciences, Inc. Is Being Sued For Securities Law Violations And Affected Shareholders Are Urged To Contact The Schall Law Firm
NDAQ:PCRX) Pacira BioSciences, Inc. Is Being Sued For Securities Law Violations And Affected Shareholders Are Urged To Contact The Schall Law Firm ...